Friday, November 21, 2008
PIPE and Registered Direct
Highlights
2005 to Present

Date
 Issuer 
Ticker
Security
 Transaction Value
7/10/2007
Shumate Industries
SHMT
Convertible Promissory Notes and Warrants
$2,000,000
6/19/2007
Franklin Bank Corporation
FBTX
Common Stock RD
25,000,000
6/1/2007
Starvox Communications
USWI
Senior Secured Non-Convertible Debentures and Warrants
9,000,000
03/30/07
Health Benefits Direct Corporation
HBDT.OB
Common Stock with warrants
11,250,000
03/04/07
Production Enhancement Group
WIS.TO
Convertible Preferred Stock
5,000,000
02/28/07
New Motion Inc
NWMO.OB
Convertible Preferred Stock
23,000,000
11/01/06
GoFish Corporation
GOFH.OB
Common Stock
9,834,997
09/08/06
Foothills Resources, Inc.
FTRS.OB
Common Stock
22,500,000
08/10/06

Falcon Oil & Gas

CONX:FO
Common Stock with Warrants
170,000,000
08/03/06
Ethanex Energy, Inc.
EHNX.OB
Common Stock
20,000,000
07/31/06
Green Plains Renewable Energy
GPRE
Common Stock with Warrants (RD)
48,000,000
06/21/06
Gran Tierra Energy, Inc.
GTRE.OB
Common Stock with Warrants
65,000,000
05/15/06
MMC Energy, Inc.
MMCE
Common Stock
12,000,000
04/28/06
Houston American Energy
HUSA
Common Stock
16,599,999
04/07/06
Global Entertainment Corporation
GEE
Common Stock with Warrants
6,204,250
04/06/06
Foothills Resources, Inc.
FTRS.OB
Common Stock
10,800,000
03/31/06
United Fuel & Energy Corporation
UFEN.OB
Convertible Preferred Stock
12,800,000
03/29/06
United Fuel & Energy Corporation
UFEN.OB
Common Stock
2,000,000
03/14/06
Falcon Oil & Gas
FO
Common Stock
100,000,000
02/02/06
Dune Energy, Inc.
DNE
Common Stock
23,850,000
01/31/06
SiriCOMM
SIRC.OB
Common Stock with Warrants
5,400,000
12/05/05
Home Solutions of America
HSOA
Common Stock with Warrants
24,185,002
11/22/05
People's Liberation, Inc.
PPLB.OB
Convertible Preferred Stock and Warrants
7,800,000
11/03/05
Intermap Technologies Corporaton
IMP.TO
Common Stock
67,883,200
09/30/05
Dune Energy, Inc.
DNE
Common Stock
6,000,000
09/26/05
BPI Industries, Inc.
BPG
Common Stock
30,000,000
06/17/05
PharmaFrontiers Corporation
PFTR
Common Stock with Warrants
5,800,000
02/04/05
MRU Holdings
UNCL
Convertible Preferred Stock
11,375,000
01/13/05
BPI Industries, Inc.
BPG
Common Stock with Warrants
13,000,000
 
 
   
   
Capabilities
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