The SMH Market & Liquidity Services, a new effort by SMH Capital, has been designed to cater to the growing needs of small-cap companies seeking to expand their investor exposure and market depth and breadth.

Based on our deep understanding of the liquidity "black hole" most small cap companies experience today from Wall Street, SMH Capital realizes it is very difficult for a company to reap any of the benefits of being public on its own. 

Client-specific programs provide a smart combination of issuer-paid research, trading support and analysis and strategic investor communication for each specific situation for small-cap companies to execute their growth strategies, communicate their stories and encourage investment.

• Provide institutional-level research
• Monitor the shareholder base
• Provide capital markets advice
• Assist and coordinate the company’s investor relations effort

• Trading analysis
• Block trades
• Market intelligence
• Conferences
• Coordinate non deal roadshows

Cubic Energy Inc. (OTCBB: QBIK)

• Corporate Finance Update - Haynesville/Bossier Shale (March 27, 2008)
• Corporate Finance Perspective - (February 19, 2008)
• Management Presentation - (April 2008)

ZBB Energy Corp. (AMEX: ZBB)

• Management Presentation (May 2008)
• Corporate Finance Perspective (June 13, 2008)
  

Small Cap Focus Newsletter - March 2008
A quarterly update to the trends and market activities impacting small cap companies, including profiles of current clients and industry leaders.

With the full support of SMH's 550-person firm, each Market & Liquidity Service's client has the ability to leverage our Wall Street relationships, which include those at the institutional, middle-market/hedge funds, and the very large retail/wealthy individual networks.

 

SMH Market & Liquidity Services Group fosters an active dialogue with each client’s shareholder base to understand the thought processes and key drivers for each investor.

 

We maintain an up-to-date institutional account list for each client, and provides holdings analysis of individual institutional holders every quarter.

 

SMH Capital has committed dedicated resources to becoming a functional market maker for Market & Liquidity Services clients, actively supporting trading of clients’ shares both in terms of flow business as well as block trades.

The Markets Services group is emulating an already-successful model in the U.K. where the London Stock Exchange’s AIM (Alternative Investment Market) provides marketing and IR for their small- and mid-cap companies to help them grow.

Joanne Verkuilen
SMH Market & Liquidity Services Group
SMH Capital Inc.
Investment Banking
New York, New York
(212) 893 - 1122
joanne.verkuilen@smhcapital.com