Friday, November 21, 2008
Capital Raising


Financing Across the Capital Structure  
SMH Capital offers a full spectrum of financing products to address all capital needs, financing objectives along with critical institutional relationships.
   
 

Spectrum of Financing Products

           
   


Market
    Execution
Private Placements
Private Debt
PIPEs
144a
Registered Equity

 
   
Structure


Private Equity

Asset based loans
Cash-flow loans


Subordinated
Debt

Structured Financing


Common Stock

Convertible Preferred

Convertible Debt


144a Equity Private Placement

Underwritten IPO's & Follow - on Offerings

Registered Direct Offerings
 
 
 

Capital Raising Considerations

 

Securities Design
Organizational Focus
Value Added Distribution
Sox Compliance

Cost of capital
Flexibility 
Transparency
Dilution
Appropriate Structure

Timing
Reporting considerations
Liquidity implications
Impact of covenants

Contact

 
 

Gregg Mockenhaupt
 Managing Director
Private Capital Group
SMH Capital Investment Banking
New York, New York
212-419-3986
Gregg.Mockenhaupt@smhcapital.com