SMH Capital
is a leading placement agent for Private Investment in Public Entity (PIPE) with deep relationships with institutional and hedge fund investors.
We provide our issuer clients with insight into market receptivity, offering structure and valuation of equity and equity linked offerings. As one of the more active placement agents on Wall Street, we understand market sentiment for new issues and can therefore offer superior advice to our clients in terms of transaction structure and timing.
This experience lets SMH properly structure a capital raise and target the proper investors for that structure, ultimately saving the company time and money.
Typical Structures
- Common Stock
- Convertible Debt
- Convertible Preferred
- Equity line
|
|
Representative Transactions
- Gran Tierra Energy:
Common Stock with Warrents, $75m, Co-Placement Agent
(press release, case study)
- United Fuel & Energy:
Convertible Preferred Stock, $14.8m, Placement Agent
- Houston American Energy:
Common Stock, $16.6m, Placement Agent
- MRU
(view recent transactions) Accomplishments
- Managed over 60 PIPEs since 2001,
raising in excess of $1.3 billion
- Ranked the No. 1 U.S. Placement Agent for E&P PIPE transactions in 2006 (1)
|
|